Regulation
FCA warns of insider trading risk at corporate brokers
City watchdog takes aim at smaller brokers for ‘unacceptable’ breaches of personal dealing policies
2 min read
FCA probes London Stock Exchange Group over data centre access concerns
Bourse owner has proposed giving equal access to data centre rooftop
2 min read
Rival slams London Stock Exchange over free private listings
JP Jenkins boss hits out at the LSE for waiving fees on the new Pisces market
4 min read
Former KPMG executive eyes sale of new firm
A £1bn valuation for Sumer could cap a boom in deals in the accounting sector
2 min read
Etrading Software wins race to provide UK bond consolidated tape
London-based fintech wins £4m contract from Financial Conduct Authority
2 min read
Private equity firms in talks with audit watchdog over more takeovers
At least six audit firms have approached the FRC about the possibility of a change in capital structure over the past two years, FN can reveal
3 min read
Competition watchdog faces fresh pressure over spending failures
Staffer asks politicians to investigate the antitrust watchdog
3 min read
How the SFO’s £3m disclosure tool fell apart
The City’s top cops are still clearing up the fallout from evidence search failures
3 min read
FCA approves London Stock Exchange as first Pisces operator
The City regulator is gearing up for a new private share trading platform later this year
2 min read
FCA warns algorithmic trading firms over compliance failures
Regulator probes trading firms as it explores new rules to boost UK markets
2 min read
FCA adds crypto enforcement staff in bid to bring rogues to book
The regulator has hired a dedicated crypto team as the sector has matured
3 min read
Audit watchdog sticks with flexible working amid Canary Wharf office shift
Staff are being bedded into its new office in the docklands financial centre
UK banks uncovered 178 staff WhatsApp breaches, FCA survey finds
Banks were asked to disclose how they’ve improved employees use of ‘off-channel’ communications after big fines in the US
EU watchdog approves 100% of significant risk transfers in face of growing concerns
There is increased regulatory scrutiny of SRTs, which are a way to free up potential liabilities on banks’ balance sheets
FCA hires from Standard Chartered to bolster crypto and payments division
Anurag Bajaj, who spent almost 20 years at the UK lender, joins regulator as a senior adviser
Banks are split on stablecoins but regulators can’t sit on the fence
The UK shouldn’t be dragging its feet on what could be the next financial revolution
4 min read
Tom Hayes ‘always believed’ he would beat Libor rigging conviction
The former City trader says others convicted of rate rigging should also have their rulings overturned
4 min read
More than 130 ECB staff apply for ‘job swap’ amid HR overhaul
The European rate setter is encouraging staff to switch between roles
3 min read
UK to delay capital rules for banks’ trading arms until 2028
Bank of England flags ‘continued uncertainty’ over other jurisdictions’ timelines
2 min read
Shake-up of financial advice rules could trigger more wealth deals
If clients can accept more impersonal support, the FCA’s plans will transform the market
4 min read