Securities and Exchange Commission
Stocks could soon trade through the night after exchange wins SEC approval
Trading US stocks around the clock set to launch in 2025
1 min read
SEC chair says he’ll resign on inauguration day
2024-11-21T19:46:00Z
1 min read
SEC Charges Carl Icahn and Icahn Enterprises. What We Know.
2024-08-19T13:28:00Z
1 min read
SEC charges Drive Planning and its CEO more than $300m ‘Ponzi Scheme’
2024-08-14T14:10:00Z
1 min read
Gary Gensler tells UK to set firm T+1 transition deadline
2024-06-21T07:00:00Z
3 min read
US WhatsApp crackdown spreads to global banking regulators
2024-05-23T23:00:00Z
5 min read
The SEC’s Gensler has an ambitious agenda. Will he have time to push it through?
2024-05-10T10:09:00Z
8 min read
Regulators restart bid to curb bonus pay on Wall Street
Incentive compensation rules are required by the 2010 Dodd-Frank law but have yet to be put in place
SEC nears settlement with financial services firms over WhatsApp
The latest settlement is likely to see firms finalising deals that would include an admission of wrongdoing and commitment to fixing the issues
‘All hands on deck’ as banks rush to prepare for T+1
Across the market, firms are gearing up for a revolution in settlement times
SEC sues Binance for US securities violations
More than a dozen charges have been levied against Binance, which is also under scrutiny from the CFTC
