FCA
FCA asks two trading firms to improve algorithmic controls after review
Regulator steps up scrutiny of high-speed traders as sector grows
2 min read
FCA faces backlash after choosing lowest bidder for bond data contract
Industry raises concerns over UK bond consolidated tape as unsuccessful bidder mounts legal challenge
6 min read
Trading firm Mako to wind down unit hit by FCA fine
The London-headquartered business was fined £1.7m by the City regulator in February over cum-ex trades
2 min read
True Potential’s wealth business swings to a £243m loss after FCA review
Cinven-backed advice consolidator was forced to set aside £100m to refund clients who were transferred into non-advised investments
3 min read
FCA consolidator review due within weeks as private equity deals put to the test
Buyouts in the wealth management sector are being put under the microscope by the regulator with a verdict due as soon as next month
5 min read
Why on earth has it taken so long to reform short-selling rules?
The case in favour of reform is strong, but it has taken nearly six years to do it
4 min read
FCA’s Woodford probe racks up another £750,000 in costs
The watchdog’s bill for its investigation into Neil Woodford has now passed £3m
2 min read
Nigel Farage: The FCA has a ‘radical political agenda’
The leader of Reform UK wants to shift powers away from the markets watchdog and towards Threadneedle Street
3 min read
FCA warns algorithmic trading firms over compliance failures
Regulator probes trading firms as it explores new rules to boost UK markets
2 min read
FCA spends £1.7m on Pisces private stock market work
City regulator is gearing up for private share trading later this year
2 min read
FCA’s Neil Woodford probe racks up more than £2m in costs
Financial News obtained the data exclusively after appealing the regulator’s decision not to disclose the information
3 min read
UK banks uncovered 178 staff WhatsApp breaches, FCA survey finds
Banks were asked to disclose how they’ve improved employees use of ‘off-channel’ communications after big fines in the US
FCA hires from Standard Chartered to bolster crypto and payments division
Anurag Bajaj, who spent almost 20 years at the UK lender, joins regulator as a senior adviser
FCA extends bullying and harassment rules to 37,000 non-banks
Asset managers, insurance companies and pension funds to be impacted by the watchdog’s non-financial misconduct crackdown
FCA warned four staff about sending confidential information to personal emails
The City watchdog issued warnings after a number of employees breached its policies
FCA appoints first deputy CEO
Sarah Pritchard will take on the role as the regulator’s remit expands
2 min read
FCA boss hints at further crackdown on finfluencers
Nikhil Rathi opens the door to more lawsuits against social media personalities promoting suspect financial schemes
2 min read
FCA mulls overhaul of fund value reports
Axing reporting requirements will lead to ‘significant cost saving’ for almost 150 firms, City watchdog says
2 min read
FCA to lift ban on crypto ETNs for retail investors
Firms will be able to offer crypto ETNs to novice traders in the UK
2 min read
FCA chief operating officer resigns
Emily Shepperd is leaving the regulator after a four-year stint, Financial News learns
3 min read
